-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/C4N1rHNn6N7F0se3Tl9566JwXtXc78XS+B/gmjsyhd9goTNg6Z2luRDe3deYzx 0z5Xh+8HXNlTpJlZKQkonQ== 0001144204-06-036880.txt : 20060901 0001144204-06-036880.hdr.sgml : 20060901 20060901172649 ACCESSION NUMBER: 0001144204-06-036880 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060901 DATE AS OF CHANGE: 20060901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AURIGA LABORATORIES, INC. CENTRAL INDEX KEY: 0001072313 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 841334687 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57791 FILM NUMBER: 061072325 BUSINESS ADDRESS: STREET 1: 4704 HARLAN ST STREET 2: STE 420 CITY: DENVER STATE: CO ZIP: 80212 BUSINESS PHONE: 3038311977 MAIL ADDRESS: STREET 1: 4704 HARLAN STREET SUITE 400 CITY: DENVER STATE: CO ZIP: 80212 FORMER COMPANY: FORMER CONFORMED NAME: MULTI LINK TELECOMMUNICATIONS INC DATE OF NAME CHANGE: 19990219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Walton Christopher CENTRAL INDEX KEY: 0001369143 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 512-320-8420 MAIL ADDRESS: STREET 1: 3112-A WINDSOR ROAD, SUITE 137 CITY: AUSTIN STATE: TX ZIP: 78703 SC 13D/A 1 v052022_sc13da.htm Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 
SCHEDULE 13D
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
 
 
Auriga Laboratories, Inc.
 
 
(Name of Issuer)
 
     
 
Common Stock, $0.001 Par Value
 
 
(Title of Class of Securities)
 
     
 
05155L 10 5
 
 
(CUSIP Number)
 
     
 
Lawrence P. Schnapp
Troy & Gould Professional Corporation
1801 Century Park East, 16th Floor
Los Angeles, California 90067
 
     
     
 
August 25, 2006
 
 
(Date of Event which Requires Filing of this Statement)
 
     
     
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

1
Name of Reporting Persons: Christopher Walton
I.R.S. Identification No. of Above Persons (entities only)
 
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a)
¨
 
(b)
¨
3
SEC USE ONLY
 
4
Source of Funds (See Instructions)
OO
 
5
Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e)
¨
6
Citizenship or Place of Organization
United States of America
 
Number of
Shares
Beneficially
Owned by Each Reporting
Person with
7
Sole Voting Power
2,490,767 (1)
 
8
Shared Voting Power
0
 
9
Sole Dispositive Power
2,490,767 (1)
 
10
Shared Dispositive Power
0
 
11
Aggregate Amount Beneficially Owned by Each Reporting Person
2,490,767 (1)
 
12
Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares (See Instructions)
¨
13
Percent of Class Represented by Amount in Row (11)
6.47%
 
14
Type of Reporting Person (See Instructions)
IN
 
(1) Includes warrants to purchase up to 2,000,000 shares of common stock at an exercise price of $2.55 per share, the fair market value of the Registrant’s common stock on the date of grant. The warrants are immediately exercisable for up to 2,000,000 shares of restricted common stock with the shares vesting in 18 month installments commencing as of July 1, 2006.
 
 
 

 

ITEM 1. SECURITY AND ISSUER.
 
This statement relates to the common stock, par value $0.001 per share (“common stock”), of Auriga Laboratories, Inc., a Delaware corporation (the “Registrant”). The principal executive office of the Registrant is located at 5555 Triangle Parkway #300, Norcross, Georgia 30092.
 
ITEM 2. IDENTITY AND BACKGROUND.
 
(a) This Statement is being filed by Christopher Walton.
 
(b) Mr. Walton’s principal business address is 3112-A Windsor Road, Suite 137, Austin, Texas 78703.
 
(c) Mr. Walton’s principal occupation is consultant.
 
(d)-(e) During the last five years, Mr. Walton has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has he been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in Mr. Walton being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
(f) Mr. Walton is a citizen of the United States.
 
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
 
Consulting services rendered.
 
ITEM 4. PURPOSE OF THE TRANSACTION.
 
Other than securities of the Registrant that Mr. Walton may purchase on the open market from time to time or as set forth in Item 5, he does not presently have any plan or proposal which relates to or would result in any of the events set forth in Item 4 of Schedule 13D.
 
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
 
(a)-(b) Mr. Walton beneficially owns 2,490,767 shares of the Registrant’s common stock, representing 6.47% of the Registrant’s outstanding common stock (based upon 36,452,893 shares of the Registrant’s common stock outstanding on August 29, 2006 and the shares of common stock underlying warrants exercisable by Mr. Walton within 60 days of the date hereof), of which:
 
(1) 490,767 shares are beneficially owned directly by Mr. Walton; and
 
(2) 2,000,000 shares underlie warrants that are exercisable within 60 days of the date hereof and are therefore deemed to be beneficially owned directly by Mr. Walton.
 
(c) On August 25, 2006 and August 29, 2006, in exchange for providing consulting services to the Registrant, Mr. Walton was granted a total of 190,625 shares of the Registrant’s common stock under the Registrant’s 2006 Equity Incentive Plan.
 
Items (d)-(e). Not applicable.
 
 
 

 
 
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.
 
None.
 
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
 
None.
 
Signature
 
After reasonable inquiry and to the best of its, his or her knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct.
 
     
Date: September 1, 2006
 
 
 
 
 
 
 
    /s/ Christopher Walton
 
Christopher Walton
   
 
 
-----END PRIVACY-ENHANCED MESSAGE-----